Industry group says $1B AUM line reflects inflation, rising regulation, and evolving advisory business models.
On April 25, 2024, the U.S. Department of Labor (the “DOL”) finalized a collection of regulatory changes in its ongoing quest to update the definition of a “fiduciary” under ERISA and Section 4975 of ...
Troy Segal is an editor and writer. She has 20+ years of experience covering personal finance, wealth management, and business news. Michael Logan is an experienced writer, producer, and editorial ...
The US Department of Justice (DOJ) issued a proposed regulation on Friday that would update the definition of “firearm” to close a regulatory loophole regarding unmarked firearms, known as “ghost guns ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The Federal Department of Education proposed a new set of regulations regarding Title IX procedures — the guidelines that shape policy regarding sexual harassment on college campuses — last month.
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